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Are Your 401(k) Plan Assets Safe?
View Printable PDF The steady drumbeat of bad financial news in 2008 has increased concerns about the security of company 401(k) plans and other retirement savings. Fear caused by bankruptcy or forced takeovers of major financial institutions is felt by plan sponsors...
ERISA, Employee Benefits and Executive Compensation, Vol. IX
This past year has been busy indeed with respect to tax and ERISA law changes affecting every type of tax-qualified, executive compensation and welfare benefit arrangement. This Newsletter highlights the salient issues of which you should be aware. This Newsletter...
The Provison of Investment Advice Under Prohibited Transaction Exemption 97-60
Summary: The Department of Labor recently issued a prohibited transaction exemption (PTE 97-60) to an ERISA investment advisory firm, the Trust Company of the West (TCW), allowing it to provide investment allocation and investment advice to participants in ERISA...