Investment Management

BICE and Related Exemptions: Limiting Your Liability Until Full Implementation

Background - Transition Period May be Extended Until July 1, 2019

Cybersecurity Guidance Update from SEC

On April 28, 2015, the SEC Division of Investment Management issued guidance with regard to cybersecurity issues for both registered investment companies and registered investment advisers. (IM Guidance Update 2015-2, "Guidance"). The Guidance identifies and discusses various measures that a fund or adviser may wish to consider when addressing privacy and data risks. The SEC notes that the ...