Ari Sonneberg has been with The Wagner Law Group since 2001, specializing in the fields of ERISA and employee benefits. Ari advises and represents clients with respect to design, compliance and all other aspects of qualified and non-qualified employee benefit plans. He has extensive experience in drafting, designing, amending, and restating qualified and non-qualified employee benefit plans and related trusts, including money purchase pension plans, profit sharing plans, 401(k) plans, defined benefit plans, welfare benefit plans, medical expense reimbursement plans, 403(b) plans, and nonqualified deferred compensation plans. Ari frequently advises clients concerning government filings and correction programs associated with the Internal Revenue Service, the Department of Labor, and the Pension Benefit Guaranty Corporation.
Additionally, Ari has also advised clients on terminating qualified defined benefit and defined contribution plans, including orphaned plans and plans under bankruptcy trustees. He also consults on matters such as HIPAA compliance in relation to employee benefit plans and has represented clients through governmental audits and subsequent negotiations with the Internal Revenue Service and the Department of Labor. Ari also has significant experience drafting and reviewing qualified domestic relations orders (QDROs) with respect to the divorce-related division of retirement plan assets.
Prior to joining The Wagner Law Group, Ari was an associate in the Boston office of a prominent national law firm where he reviewed and analyzed commercial ground leases, analyzed issues relating to insurance, condemnation, assignment, subletting, percentage rent, use restrictions and operating covenants, termination rights, environmental conditions and liability issues. He also analyzed and made recommendations with respect to appropriate provisions for subordination, non-disturbance and mutual attornment rights as affecting ground lessors, ground lessees, subtenants and leasehold mortgagees.
Ari also served as a law clerk to the Honorable Charles E. Ramos, Supreme Court, New York County, Commercial Part.
Checking Pre-IPO Boxes, Robinhood Makes Quick Work of FINRA with $70-Million Settlement - Ari Sonneberg, RIABiz, July 9, 2021 (PDF)
Charles Schwab Corp. to Pay up to $200 Million in Federal Regulatory Charges, Following SEC Robo-Advice Probe - Ari Sonneberg, RIABiz, July 2, 2021 (PDF)
Fidelity and Schwab Oddly Take Opposite Sides on Issue Critical to Money Market Funds as an SEC, Alarmed by Systemic Risks, Puts NAVs Under Spotlight - Ari Sonneberg, RIABIz, May 10, 2021 (PDF)
Visa Ended Plaid Bid to get DOJ off its Back; the DOJ is Still Breathing Down its Neck - RIABiz, March 29, 2021 (PDF)
Robinhood Allegedly Implied a Fiduciary Duty to Novice Investors in the Marketing of its 'Game-Like' Trading App - RIABiz, November 16, 2020 (PDF)
DOJ Files Suit to Stop Visa Purchase of Plaid, a Nightmarish Turn of Events for the $5.3-Billion Dream Deal - Ari Sonneberg, RIABiz, November 6, 2020 (PDF)
Charles Schwab Corp. Cleared to Close TD Merger Tuesday, and 'Schwabitrade' Looks Less Fearsome Than Anticipated - RIABiz, October 1, 2020 (PDF)
'Hundreds' of Charles Schwab Staff Tasked With Wiring TD Ameritrade Merger to Soon Soar to 'Thousands' - RIABiz, August 4, 2020 (PDF)
What To Do If Your Employer Suspends 401(k) Matching Contributions - Forbes, April 10, 2020
COVID-19 Throws a Curve Ball at RIA M&A Market - RIABiz, April 10, 2020
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