4 Takeaways As DOL Mulls Climate Risk For Retirees – Law360, IvelisseBerio LeBeau, May 20, 2022 (PDF)
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Are Brokerage Windows an Effective Way of Limiting Fiduciary Risk After Hughes v. Northwestern?
In Hughes v. Northwestern University, 142 S.Ct. 737 (January 24, 2022), the Supreme Court held that fiduciaries to self-directed defined contribution retirement savings plans are responsible for determining the prudence of all investment alternatives offered on a...
Would A Brokerage Window Limit An ERISA Plan’s Fiduciary Risk?
Would A Brokerage Window Limit An ERISA Plan’s Fiduciary Risk? – Ivelisse Berio LeBeau, Barry Salkin and Mark Greenstein, Finanacial Advisor Mag, May 4, 2022 (PDF)
ERISA Considerations In Using Brokerage Window Investing – LAW360
ERISA Considerations In Using Brokerage Window Investing - Law360, March 10, 2022 (PDF)
Retirement Plans in Bankruptcy
Retirement Plans in Bankruptcy - Thomas Clark, Jr., Ivelisse Berio LeBeau, Israel Goldowitz and Jordan Mamorsky, Thomson Reuters Practical Law, November 5, 2021
Participant Directed Investments Through Brokerage Windows: The Last Frontier or a Trap for the Unwary?
By Ivelisse Berio LeBeau and Stephen Wilkes What should fiduciaries of participant-directed plans consider in deciding whether to allow participants to direct their own investments using arrangements loosely referred to as “brokerage windows”? The realm of ERISA plan...